Your privacy is important to us. To better protect your policy we provide this notice explaining our online information practices.
THE FINANCIAL GUYS has created this security and privacy statement in order to demonstrate and communicate its commitment to the privacy of the users of THE FINANCIAL GUYS’s Web sites and to conducting business with the highest ethical standards and appropriate internal controls. The following discloses THE FINANCIAL GUYS’s information gathering and dissemination policies for the THE FINANCIAL GUYS Web site:
Collection and Dissemination of Personal Information
THE FINANCIAL GUYS’s Web sites may receive and maintain information such as user name, email address, telephone number and other personal information only when such information is personally submitted by users through an optional request form such as the request for more information form or THE FINANCIAL GUYS survey form.
These forms and the information provided within the forms allow users to make specific inquiries or requests of THE FINANCIAL GUYS or provide THE FINANCIAL GUYS with feedback on its Web sites or services. Information gathered via this site is not shared with third parties unless the involved individual requests such sharing or unless disclosure is required by law. THE FINANCIAL GUYS does not sell personal information to third parties for commercial purposes.
Please be advised that you may conduct securities transactions only by speaking directly with your Registered Representative. To help protect your privacy, we strongly recommend that you avoid sending sensitive information, such as account numbers and social security numbers, via email or website.
Please be further advised that, pursuant to the Bank Secrecy Act, the USA PATRIOT Act, and similar laws, any communication via this website is subject to regulatory, supervisory, and law enforcement review.
THE FINANCIAL GUYS reserves the right to disclose user information in special circumstances, where THE FINANCIAL GUYS believes that the disclosure of such information is necessary to identify or contact someone who may be interfering with or violating THE FINANCIAL GUYS’s rights or property or other users or to protect or enforce THE FINANCIAL GUYS’s rights or obligations. THE FINANCIAL GUYS may also disclose user information when such disclosure is required by law or regulation.
THE FINANCIAL GUYS Web sites may log IP addresses and browser types for administrative purposes. THE FINANCIAL GUYS reviews such logs in order to improve the content and functionality of the Web sites. THE FINANCIAL GUYS may also use such logs to identify or contact someone who may be interfering with or violating THE FINANCIAL GUYS’s rights or property or other users or to protect or enforce THE FINANCIAL GUYS’s rights or obligations.
Third Party Links
THE FINANCIAL GUYS Web sites may contain links to other sites, and other sites may be linked to ours, some of the sites are not owned by THE FINANCIAL GUYS. THE FINANCIAL GUYS is not responsible for the security or privacy practices of non-THE FINANCIAL GUYS sites, the products or services offered by such sites, or the content appearing at such sites. Likewise, THE FINANCIAL GUYS does not endorse any of the products or services marketed at non-THE FINANCIAL GUYS sites.
THE FINANCIAL GUYS prohibits the framing of any materials available through THE FINANCIAL GUYS Web sites and unauthorized hypertext links to THE FINANCIAL GUYS’s Web sites. THE FINANCIAL GUYS reserves the right to disconnect or otherwise disable any unauthorized frames or hypertext links.
THE FINANCIAL GUYS Web sites are protected with a variety of security measures such as change control procedures, passwords, and physical access controls. THE FINANCIAL GUYS also employs a variety of other mechanisms to protect a user’s data from being lost, misused, or altered inappropriately. These controls include data confidentiality policies and regular database backups. Although THE FINANCIAL GUYS takes these measures to safeguard against unauthorized use of a user’s data, THE FINANCIAL GUYS cannot control Internet transmissions and cannot provide assurances that personal information transmitted to THE FINANCIAL GUYS will never be compromised.